Current UTP SIP Plan

RECENT AMENDMENTS

UTP Plan 52^nd Amendment-MDIR-Fee Filing
UTP Plan 51^st Amendment-MDIR-Non-Fee Filing
UTP Plan 50^th Amendment-Trading Halts (Partial Amendment No. 1) (Partial Amendment No. 2)

UTP Plan 49^th Amendment-MIAX Entrant
UTP Plan 49^th Amendment-MIAX Entrant
UTP Plan 48^th Amendment-MEMX Entrant
UTP Plan 47^th Amendment-Confidentiality Policy
UTP Plan 46^th Amendment-LTSE Entrant
UTP Plan 45^th Amendment-Regulatory Halts
UTP Plan 44^th Amendment-Conflict of Interests Disclosures
UTP Plan 43^rd Amendment-Ministerial Amendment
UTP Plan 42^nd Amendment-Increase Non Pro Cap & Decrease Per Query Fees (Abrogated)
UTP Plan 41^st Amendment-Professional Fee Increase & MISU Program
UTP Plan 40^th Amendment-Non Display Clarification
UTP Plan 39^th Amendment-Ministerial Amendment
UTP Plan 38^th Amendment-Regulatory and Operational Halts (Pending Approval)
UTP Plan 37^th Amendment-IEX Entrant
UTP Plan 36^th Amendment-CBOE Withdrawal (Not approved)
UTP Plan 35^th Amendment-Transaction Timestamps
UTP Plan 34^th Amendment-10 Second Transaction Reporting
UTP Plan 33^rd Amendment-Professional, Per Query and Non-Display Fees
UTP Plan 32^nd Amendment-Voting Requirements
UTP Plan 31^st Amendment-Professional, Enterprise Cap, Direct Access and Redistributor Fees
UTP Plan 30^th Amendment-Add Odd-lot Transactions
UTP Plan 29^th Amendment-Reversing Amendments 27 & 28
UTP Plan 28^th Amendment-Fee Changes (Reversed)
UTP Plan 27^th Amendment-Revise Enterprise Cap (Reversed)
UTP Plan 26^th Amendment-Add Monthly Access Fees
UTP Plan 25^th Amendment-Ministerial Amendments
UTP Plan 24^th Amendment-BATS Y-Exchange Entrant
UTP Plan 23^rd Amendment-Nonpro Enterprise Cap
UTP Plan 22^nd Amendment-EDGA & EDGX Entrants, Address Change
UTP Plan 21^st Amendment-Capacity Planning/ FINRA Fees (Not approved)
UTP Plan 20^th Amendment-BATS Entrant
UTP Plan 19^th Amendment-NYSE Entrant & ISE Name Change
UTP Plan 18^th Amendment-Modifications for Rule 610
UTP Plan 17^th Amendment-Rename Pacific Stock Exchange to NYSE Arca, Inc.
UTP Plan 15-16^th Amendment-NYSE Exit & ISE Entrant
UTP Plan 14^th Amendment-CBOE Entrant & NYSE Entrant

UTP Plan

RECENT AMENDMENTS